Kilpatrick Townsend

SEC Works to Resume Normal Operations, Issues Post-Shutdown Guidance


After limiting its operations during the partial federal government shutdown, the SEC is working to resume normal operations this morning.  The Division of Trading and Markets, the Division of Investment Management, and the Division of Corporate Finance have each issued separate guidance this morning with respect to their operations, including how they are prioritizing outstanding matters.



For more information about the effect of the partial federal government shutdown on SEC operations or securities regulation generally, please feel free to contact us.


 Lauren Jackson is counsel and John I. Sanders is an associate based in the firm’s Winston‑Salem office.