Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related mutual fund family.

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Experience Highlights

Defense of an investment adviser in various investment-related suits
Represented an investment adviser against a securities custodian and broker-dealer arising out of the theft of customer funds in an action alleging a more
Not-for-profit law advice for Breeders’ Cup Limited
Advised the not-for-profit Breeders’ Cup Limited, a thoroughbred horse race operator, on New York not-for-profit law, leading to a reorganization of more
Hovis et al. v. Carboline Company et al.
Successfully defended E. I. du Pont de Nemours and Company in a toxic tort action claiming personal injury allegedly caused by exposure to trace more
Securities, M&A and Tax for James River Coal Co.
Represented James River Coal, an Appalachian coal mining company headquartered in Richmond, Virginia, in its efforts to raise capital for improving more