David Stockton advises businesses in all aspects of corporate finance. He has represented numerous issuers in initial and secondary public offerings and has extensive experience in private placements of securities. Mr. Stockton’s focuses his practice on the full range of securities regulations applicable to officers, directors, and principal shareholders of public corporations, including share resale restrictions, Section 16, and insider-trading matters. He has extensive experience in the legal aspects of mergers and acquisitions, particularly those involving public companies. He has represented audit, compensation and various special committees of public company boards and has dealt with all aspects of public company corporate governance.

Mr. Stockton has been recognized in The Best Lawyers in America® in each year since 1995, most recently in the practice areas of Corporate Governance Law, Corporate Law, Mergers & Acquisitions Law, Securities/Capital Markets Law, and Securities Regulation. He was also named the 2013 "Atlanta Lawyer of the Year" in the area of Securities/Capital Markets Law and the 2015 “Atlanta Lawyer of the Year” in the area of Securities Regulation by The Best Lawyers in America®. Mr. Stockton has been listed in Chambers USA: America’s Leading Lawyers for Business in Corporate Law/M&A Law each year since 2004, and was listed in band 1 in its 2013 and 2014 editions. He is AV® rated by Martindale-Hubbell.*

* CV, BV, and AV are registered certification marks of Reed Elsevier Properties Inc., used in accordance with the Martindale-Hubbell certification procedure's standards and policies.

Professional & Community Activities

American Bar Association, Federal Regulation of Securities Subcommittee, Member

Atlanta Bar Association, Member and Past Chairman of the Business Practice Section

Partnership Against Domestic Violence, Board of Directors, Member and Treasurer

State Bar of Georgia, Member and Past Chairman of the Business Law Section, and Past Chairman of the Business Law Section’s Securities Committee

Education

  • University of North Carolina at Chapel Hill, J.D. (1982)
    with honors
  • Emory University, B.A. (1978)

Bar Admissions

  • Georgia (1982)

Who We Are

What fully engaged means to me:

Being “fully engaged” on your client’s behalf means more than just confirming that every technical issue is recognized and addressed, that should be a given. More important is applying your experience to help foresee the challenges that your client’s position in a deal is likely to face and then guiding the transaction so these challenges are resolved in the most advantageous manner. That’s where we add real value to a client’s efforts in any kind of transaction.

Suite 2800, 1100 Peachtree Street NE
Atlanta, GA, 30309-4528
USA
t +1 404.815.6444
f +1 404.541.3402

David A. Stockton

Experience Highlights

Acquisition of a coal mining company by James River Coal Company
Advised James River Coal Company on its acquisition of a private coal mining company. more
Venture capital investment fund for a health care investment company
Represented a venture capital fund focused on the health care industry in connection with multiple investments. more
Repurchase of $150 million of common stock for NYSE listed financial services firm
Represented Audit Committee of the Board of a NYSE listed financial services firm in its consideration of the optimal usage of excess capital and the more
Recapitalization of telecommunications company
Represented Special Committee of the Board of a telecommunications company in a recapitalization, which included a new investment of approximately more