David Stockton advises businesses in all aspects of corporate finance. He has represented numerous issuers in initial and secondary public offerings and has extensive experience in private placements of securities. Mr. Stockton’s focuses his practice on the full range of securities regulations applicable to officers, directors, and principal shareholders of public corporations, including share resale restrictions, Section 16, and insider-trading matters. He has extensive experience in the legal aspects of mergers and acquisitions, particularly those involving public companies. He has represented audit, compensation and various special committees of public company boards and has dealt with all aspects of public company corporate governance.

Mr. Stockton has been recognized in The Best Lawyers in America® in each year since 1995, most recently in the practice areas of Corporate Governance Law, Corporate Law, Mergers & Acquisitions Law, Securities/Capital Markets Law, and Securities Regulation. He was also named the 2013 "Atlanta Lawyer of the Year" in the area of Securities/Capital Markets Law and the 2015 “Atlanta Lawyer of the Year” in the area of Securities Regulation by The Best Lawyers in America®. Mr. Stockton has been listed in Chambers USA: America’s Leading Lawyers for Business in Corporate Law/M&A Law each year since 2004, and was listed in band 1 in its 2013, 2014, 2015 and 2016 editions. He is AV® rated by Martindale-Hubbell.*

* CV, BV, and AV are registered certification marks of Reed Elsevier Properties Inc., used in accordance with the Martindale-Hubbell certification procedure's standards and policies.

Professional & Community Activities

American Bar Association, Federal Regulation of Securities Subcommittee, Member

Atlanta Bar Association, Member and Past Chairman of the Business Practice Section

Partnership Against Domestic Violence, Board of Directors, Member and Treasurer

State Bar of Georgia, Member and Past Chairman of the Business Law Section, and Past Chairman of the Business Law Section’s Securities Committee

Education

  • University of North Carolina at Chapel Hill, J.D. (1982)
    with honors
  • Emory University, B.A. (1978)

Bar Admissions

  • Georgia (1982)

Who We Are

What fully engaged means to me:

Being “fully engaged” on your client’s behalf means more than just confirming that every technical issue is recognized and addressed, that should be a given. More important is applying your experience to help foresee the challenges that your client’s position in a deal is likely to face and then guiding the transaction so these challenges are resolved in the most advantageous manner. That’s where we add real value to a client’s efforts in any kind of transaction.

Suite 2800, 1100 Peachtree Street NE
Atlanta, GA, 30309-4528
USA
t +1 404.815.6444
f +1 404.541.3402

David A. Stockton

Experience Highlights

Acquisition of SBI Enteris Inc. by Enterpulse Inc.
Represented Enterpulse Inc., a privately held provider of business process improvement solutions, in connection with its acquisition of all of the more
Repurchases of common stock for NYSE financial services firm

Represented Audit Committee of the Board of a NYSE listed financial services firm in its consideration of the optimal usage of excess capital and more

Refinancing of a NYSE-listed tow truck manufacturing company
Represented a NYSE-listed tow truck manufacturer in a series of refinancings involving its founding shareholder and a special committee. more
Financing advice for a leading U.S. operator of jewelry stores
Represented a leading U.S. operator of jewelry stores in the investigation of refinancing alternatives, including loans from control shareholders. more