Sort the Following Results By:

SEC registration of mutual fund for major North Carolina financial services company
Assisted a major North Carolina financial services company in organizing and registering with the SEC a new registered mutual fund. more
Representation of investment adviser and mutual fund family
Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related more Featured
Representing investment manager in structuring investment vehicles
Representing and advising a $1 billion investment manager in structuring privately-offered domestic and offshore investment vehicles. more Featured
In-fill real estate projects representation of developer
Represented developer in various in-fill real estate projects in Raleigh, North Carolina, including acquisition, redevelopment and structuring more Featured
Purchasing over $113 million in apartment projects for New York based real estate management and investment company
Assisted a New York based real estate management and investment company in purchasing over $113 million in apartment projects across four Southern more
Litigation for investor to obtain assets from investment advisor under SEC investigation
Assisted an investor in obtaining a return of his assets and securities from an investment account at an investment advisor in receivership and under  more
Registered INHAM adviser to major U.S. timber producer
Represented registered corporate "INHAM" adviser to a major U.S. forest products manufacturer. Ongoing representation of INHAM more Featured
Mutual fund and investment management disputes for large financial institution
Represented multi-billion dollar mutual fund family for a Fortune 500 financial institution in action alleging inappropriate investments in more Featured
Improper trading activity by an investment adviser
Represented financial institution and investment adviser in alleged improper trading activity by a portfolio manager. more Featured
Securities advice for a registered asset and investment advisory firm
The firm represented a registered asset and investment advisory firm in organizing and registering with the SEC.  Also assisted the client with more

*Experience gained by attorney prior to joining Kilpatrick Townsend

  • Case StudyCase Study
  • FeaturedFeatured
  • Pro BonoPro Bono

Who We Are

Suite 1400, 4208 Six Forks Road
Raleigh, NC, 27609
USA
t +1 919.420.1832
f +1 919.510.6150

Thomas W. Steed III

Experience Highlights

SEC registration of mutual fund for major North Carolina financial services company
Assisted a major North Carolina financial services company in organizing and registering with the SEC a new registered mutual fund. more
Representing investment manager in structuring investment vehicles
Representing and advising a $1 billion investment manager in structuring privately-offered domestic and offshore investment vehicles. more
Representation of investment adviser and mutual fund family
Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related more
Improper trading activity by an investment adviser
Represented financial institution and investment adviser in alleged improper trading activity by a portfolio manager. more