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Issuance of securities pursuant to the TARP Capital Purchase Program for Community Financial Shares, Inc.
Represented Community Financial Shares, Inc. in its issuance of preferred stock and warrants to purchase shares of its common stock through the U.S. more
Represented a financial institution in responding to a government investigation
Represented a financial institution in a supervisory investigation conducted by the OCC involving document production, depositions and various more
Litigation for life insurance company *
Successfully represented a life insurance company in dispute with a state insurance department. The state insurance department refused a transfer of more
Regulatory advice for major participants in the secondary mortgage market *
Advised major participants in the secondary mortgage market on the effect of an FDIC receivership or conservatorship on mortgage servicing and the more
Formation of a de novo thrift institution by an insurance holding company and trade association
Formation of a de novo thrift institution by an insurance holding company and trade association. more
Formation of a de novo federal thrift
Advised the organizers of a federal thrift and savings and loan holding company on formation of the thrift and the related public offering to more
Regulatory approvals related to formation of Mizuho Financial Group Inc. *
Represented Mizuho Financial Group, Inc. in obtaining U.S. federal and state regulatory approvals related to the formation of a top-tier holding more
Private placement by savings and loan holding company
Represented Maryland-based savings and loan holding company in private placement of common stock. more
Establishment for U.S. subsidiaries for HSH Nordbank AG *
Advised and represented HSH Nordbank AG in connection with the planning and regulatory approval process to establish a U.S. broker-dealer subsidiary,  more
Exchange offering of TARP securities
Represented a commercial bank in its exchange of TARP securities in connection with its bank holding company reorganization.  This was the first more

*Experience gained by attorney prior to joining Kilpatrick Townsend

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Financial Institutions Regulation

Experience Highlights

Internal investigation for board of directors of large community bank
Conducted internal corporate/regulatory investigation for the board of directors of a large New Jersey community bank involving whistle-blower more
Represented financial institution in fair lending investigation
Advised a federally-chartered financial institution in connection with a fair lending investigation initiated by the OCC and referred to the more
Formation and capitalization of a North Carolina commercial bank
Represented the organizers of a de novo North Carolina bank, which specializes in lending to venture capital-backed businesses, in obtaining a more
Acquisition of a troubled financial institution
Advised a private equity group in connection with its acquisition of a troubled financial institution and related tender offer for trust preferred more

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