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Identify and implement enhancements to large non-bank mortgage servicer's compliance risk management system *
Assisted one of the largest non-bank mortgage servicers in identifying and implementing enhancements to its compliance risk management system and more
Counseled mortgage origination platform on CFPB's final rule in connection with TILA and RESPA *
Counseled a mortgage origination platform on implementation of the CFPB's final rule integrating mortgage origination disclosures under TILA and more
Comprehensive review of large national bank's mortgage servicing transfer policies and procedures
Advised a large national bank in conducting a comprehensive review of its mortgage servicing transfer policies and procedures to ensure compliance more
Comprehensive review of financial services provider's FCRA policies and procedures *
Advised a financial services provider in conducting a comprehensive review of its FCRA policies and procedures to ensure compliance with the FCRA and  more
$145.6 million acquisition of Ocean Shore Holding Co. by OceanFirst Financial Corp.
Represented Ocean Shore Holding Co. headquartered in Ocean City, NJ in its acquisition by OceanFirst Financial Corp. based in Toms River, NJ. The more
$38.1 million acquisition of Polonia Bancorp, Inc. by Prudential Bancorp, Inc.
Represented Polonia Bancorp, Inc. headquartered in Huntingdon Valley, Pa. in its acquisition by Prudential Bancorp, Inc. based in Philadelphia, Pa. more
Executive compensation and securities counsel to a large bank holding company
Served as counsel on executive compensation and securities matters to one of the largest bank holding companies in the U.S. in connection with its more
Representation of broker-dealer before state securities agency *
Defended a securities broker-dealer before a state securities regulatory agency on allegations of sales practice and supervisory violations resulting  more
Defense of a national investment banking firm in investigations and settlements *
Represented a national investment banking firm before a NASAA multi-state task force investigation, negotiation and settlement with all 50 states of more
Defense of securities broker-dealer before multi-state task force *
Served as defense counsel to a New York-based securities broker-dealer before a NASAA multi-state task force in negotiating a global settlement, more

*Experience gained by attorney prior to joining Kilpatrick Townsend

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Financial Institutions Regulation

Experience Highlights

Formation and capitalization of a North Carolina commercial bank
Represented the organizers of a de novo North Carolina bank, which specializes in lending to venture capital-backed businesses, in obtaining a more
Represented financial institution in fair lending investigation
Advised a federally-chartered financial institution in connection with a fair lending investigation initiated by the OCC and referred to the more
Acquisition of a troubled financial institution
Advised a private equity group in connection with its acquisition of a troubled financial institution and related tender offer for trust preferred more
Internal investigation for board of directors of large community bank
Conducted internal corporate/regulatory investigation for the board of directors of a large New Jersey community bank involving whistle-blower more

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