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Articles

DateTitleKnowledge Type
01 February 1997
How Planner Will Be Affected by New Investment Advisor Regulatory Scheme
Source: Journal of Financial Planning
Articles
19 November 1997
Development in State Regulation of Broker-Dealer
Source: The Review of Securities & Commodities Regulation
Articles
01 December 1997
The Duty to Update the Forecasts, Predictions and Projections of Public Companies
Source: American Bar Association's Jurimetrics
Articles
01 April 1999
State Issues for SEC Registered Investment Advisors
Source: National Regulatory Services
Articles
01 September 1999
Servicing Commercial Mortgage Securitizations
Source: Lanoka Publishing Company
Articles
01 March 2000
State Broker-Dealer Enforcement
Source: Practising Law Institute
Articles
01 March 2000
Servicing Securitized Loans -- More Tax Issues Are Involved Than Meet the Eye
Source: Journal of Bank Taxation
Articles
01 June 2001
Personal Liability of Board Members
Source: Building a Strong Board of Directors/Advisors & Board Best Practices Primer
Articles
01 June 2001
Indemnification of Board Members
Source: Building a Strong Board of Directors/Advisors & Board Best Practices Primer
Articles
01 June 2001
Legal Duties of Board Members
Source: Building a Strong Board of Directors/Advisors & Board Best Practices Primer
Articles

Securities

Experience Highlights

"At-the-market" public offering of common stock for Delta Air Lines
Represented Delta Air Lines in connection with its $196 million registered "at-the-market" offering of common stock. more
Proxy contest for Emageon Inc.
Represented Emageon Inc., a publicly traded medical image software developer, in connection with a hostile proxy contest by Oliver Press Partners, more
Public offering of common stock by Northfield Bancorp, Incorporated
Represented the underwriter, Sandler O' Neill & Partners, L.P., in a $355.6 million public offering of common stock by Northfield Bancorp, Inc. more
Trust preferred securities offering for New York Community Bancorp Inc.
Represented New York Community Bancorp Inc. in connection with its redemption of $80.0 of trust preferred securities and subsequent issuance of more

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