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Government Relations

DateTitleKnowledge Type
13 February 2009
Federal Rules of Evidence - New Rule 502 Legal Alerts

Investment Management

DateTitleKnowledge Type
05 April 2017
SEC Issues Custody Rule Guidance Legal Alerts
17 November 2015
SEC Adopts Final Crowdfunding Rules Legal Alerts
18 June 2015
SEC Proposes Changes to Form ADV Legal Alerts
14 January 2014
SEC Releases 2014 Exam Priorities Legal Alerts
09 November 2010
SEC Adopts New Form ADV, Part 2 Legal Alerts
30 September 2010
SEC Proposes New Approach to Mutual Fund Asset-Based Distribution Fees Legal Alerts
26 February 2010
SEC Amends Rules for Internet Availability of Proxy Materials Legal Alerts
19 January 2010
The SEC Amends Custody Rule for Registered Investment Advisers Legal Alerts
13 July 2009
SEC Proposes Amendments to Money Market Fund Regulation Legal Alerts

Securities

Experience Highlights

"At-the-market" public offering of common stock for Delta Air Lines
Represented Delta Air Lines in connection with its $196 million registered "at-the-market" offering of common stock. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $516.3 million public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $516.3 million initial public offering by Investors Bancorp, Inc. more
$105.0 million initial public offering of Meridian Interstate Bancorp Inc.
Represented Meridian Interstate Bancorp Inc. in its $105.0 million initial public offering. more
Trust preferred securities offering for New York Community Bancorp Inc.
Represented New York Community Bancorp Inc. in connection with its redemption of $80.0 of trust preferred securities and subsequent issuance of more

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