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DateTitleKnowledge Type
15 April 2015
SEC Adopts Final Regulation A+ Rules Ushering in New Era of Capital Raising Legal Alerts
15 March 2015
State Regulatory Update
Source: SIFMA Compliance & Legal Society
Articles
30 March 2014
State Regulatory Update
Source: SIFMA Compliance and Legal Society
Articles
14 January 2014
SEC Releases 2014 Exam Priorities Legal Alerts
25 October 2013
SEC Finally Proposes Crowdfunding Rules Legal Alerts
04 October 2013
SEC Proposes Rule for Pay Ratio Disclosure Legal Alerts
05 August 2013
Rule 506(c) And The Future Of Private Placement Practices
Source: Law360
Articles
15 July 2013
SEC Opens the Door to General Solicitation and Advertising in Private Placements Legal Alerts
18 March 2013
Nasdaq Proposes New Internal Audit Function Requirement Legal Alerts
23 October 2012
Will the SEC's Recently Adopted Conflict Minerals Rule Impact You? Legal Alerts

Securities

Experience Highlights

Public offering of common stock by Northfield Bancorp, Incorporated
Represented the underwriter, Sandler O' Neill & Partners, L.P., in a $355.6 million public offering of common stock by Northfield Bancorp, Inc. more
Multiple acquisitions and public offerings for Commercial Federal Corporation
Represented Commercial Federal Corporation in its acquisition of approximately 10 banks and in connection with four underwritten public offerings of more
Public offering for Superior Essex Inc.
Represented Superior Essex Inc. in an $86 million secondary public offering of common stock. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $1.1 billion public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $1.1 billion initial public offering of common stock by TFS Financial more

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