Sort the Following Results By:

DateTitleKnowledge Type
03 November 2015
Making the Tough Call on Trust Preferred Securities
Source: Bank Director
Articles
19 October 2015
Hillary Clinton and High-Frequency Trading
Source: The Huffington Post
Articles
09 October 2015
Hillary Clinton’s High-Frequency Trading Mistake
Source: The Huffington Post
Articles
18 June 2015
SEC Proposes Changes to Form ADV Legal Alerts
20 May 2015
State Securities Regulatory Update
Source: The Review of Securities & Commodities Regulation
Articles
15 April 2015
SEC Adopts Final Regulation A+ Rules Ushering in New Era of Capital Raising Legal Alerts
15 March 2015
State Regulatory Update
Source: SIFMA Compliance & Legal Society
Articles
30 March 2014
State Regulatory Update
Source: SIFMA Compliance and Legal Society
Articles
14 January 2014
SEC Releases 2014 Exam Priorities Legal Alerts
25 October 2013
SEC Finally Proposes Crowdfunding Rules Legal Alerts

Securities

Experience Highlights

Mutual to stock conversion and IPO of American Financial Holdings Inc.
Represented American Savings Bank in its mutual-to-stock conversion and the related $267.3 million initial public offering by its newly formed more
Mutual to stock conversion and IPO of Newport Federal Savings Bank
Represented Newport Federal Savings Bank in its mutual to stock conversion and the related $45.2 million initial public offering by its newly public more
Simultaneous roll-up/combination of nine companies and initial public offering to form an NYSE-listed public company
Represented principal founding company and sponsor of the roll-up/combination of nine private companies and simultaneous initial public offering and more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $1.1 billion public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $1.1 billion initial public offering of common stock by TFS Financial more

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