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DateTitleKnowledge Type
16 September 2016
Insider Trading: A Danger for New Lawyers
Source: The Huffington Post
Articles
01 June 2016
Spoofing: A Proposal for Normalizing Divergent Securities and Commodities Futures Regimes
Source: Wake Forest Law Review
Articles
20 April 2016
High-Frequency Traders: A Plan to Eliminate the Abuses Without Losing the Benefits
Source: Wake Forest Law Review
Articles
01 January 2016
REMIC ISsues in CMBS 2.0 - Things You Should Never Say (Or Do)
Source: CRE Finance World
Articles
17 November 2015
SEC Adopts Final Crowdfunding Rules Legal Alerts
03 November 2015
Making the Tough Call on Trust Preferred Securities
Source: Bank Director
Articles
19 October 2015
Hillary Clinton and High-Frequency Trading
Source: The Huffington Post
Articles
09 October 2015
Hillary Clinton’s High-Frequency Trading Mistake
Source: The Huffington Post
Articles
18 June 2015
SEC Proposes Changes to Form ADV Legal Alerts
20 May 2015
State Securities Regulatory Update
Source: The Review of Securities & Commodities Regulation
Articles

Securities

Experience Highlights

Simultaneous roll-up/combination of nine companies and initial public offering to form an NYSE-listed public company
Represented principal founding company and sponsor of the roll-up/combination of nine private companies and simultaneous initial public offering and more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $516.3 million public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $516.3 million initial public offering by Investors Bancorp, Inc. more
Mutual to stock conversion and IPO of Newport Federal Savings Bank
Represented Newport Federal Savings Bank in its mutual to stock conversion and the related $45.2 million initial public offering by its newly public more
"At-the-market" public offering of common stock for Delta Air Lines
Represented Delta Air Lines in connection with its $196 million registered "at-the-market" offering of common stock. more

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