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DateTitleKnowledge Type
15 March 2015
State Regulatory Update
Source: SIFMA Compliance & Legal Society
Articles
30 March 2014
State Regulatory Update
Source: SIFMA Compliance and Legal Society
Articles
14 January 2014
SEC Releases 2014 Exam Priorities Legal Alerts
25 October 2013
SEC Finally Proposes Crowdfunding Rules Legal Alerts
04 October 2013
SEC Proposes Rule for Pay Ratio Disclosure Legal Alerts
05 August 2013
Rule 506(c) And The Future Of Private Placement Practices
Source: Law360
Articles
15 July 2013
SEC Opens the Door to General Solicitation and Advertising in Private Placements Legal Alerts
18 March 2013
Nasdaq Proposes New Internal Audit Function Requirement Legal Alerts
23 October 2012
Will the SEC's Recently Adopted Conflict Minerals Rule Impact You? Legal Alerts
30 August 2012
The JOBS Act: What to Expect from the Not-So-Private Private Placement
Source: VCExperts
Articles

Securities

Experience Highlights

Trust preferred securities offering for New York Community Bancorp Inc.
Represented New York Community Bancorp Inc. in connection with its redemption of $80.0 of trust preferred securities and subsequent issuance of more
Simultaneous roll-up/combination of nine companies and initial public offering to form an NYSE-listed public company
Represented principal founding company and sponsor of the roll-up/combination of nine private companies and simultaneous initial public offering and more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $1.1 billion public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $1.1 billion initial public offering of common stock by TFS Financial more
Public offering of common stock by Northfield Bancorp, Incorporated
Represented the underwriter, Sandler O' Neill & Partners, L.P., in a $355.6 million public offering of common stock by Northfield Bancorp, Inc. more

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