Sort the Following Results By:

DateTitleKnowledge Type
03 November 2015
Making the Tough Call on Trust Preferred Securities
Source: Bank Director
Articles
19 October 2015
Hillary Clinton and High-Frequency Trading
Source: The Huffington Post
Articles
09 October 2015
Hillary Clinton’s High-Frequency Trading Mistake
Source: The Huffington Post
Articles
18 June 2015
SEC Proposes Changes to Form ADV Legal Alerts
20 May 2015
State Securities Regulatory Update
Source: The Review of Securities & Commodities Regulation
Articles
15 April 2015
SEC Adopts Final Regulation A+ Rules Ushering in New Era of Capital Raising Legal Alerts
15 March 2015
State Regulatory Update
Source: SIFMA Compliance & Legal Society
Articles
30 March 2014
State Regulatory Update
Source: SIFMA Compliance and Legal Society
Articles
14 January 2014
SEC Releases 2014 Exam Priorities Legal Alerts
25 October 2013
SEC Finally Proposes Crowdfunding Rules Legal Alerts

Securities

Experience Highlights

Simultaneous roll-up/combination of nine companies and initial public offering to form an NYSE-listed public company
Represented principal founding company and sponsor of the roll-up/combination of nine private companies and simultaneous initial public offering and more
Registered public offering of three series of corporate bonds for large U.S. tobacco company
Represented large U.S. tobacco company in its largest single securities transaction, involving a registered public offering of three series of more
Proxy contest for Emageon Inc.
Represented Emageon Inc., a publicly traded medical image software developer, in connection with a hostile proxy contest by Oliver Press Partners, more
Public offering for Superior Essex Inc.
Represented Superior Essex Inc. in an $86 million secondary public offering of common stock. more

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