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DateTitleKnowledge Type
17 November 2015
SEC Adopts Final Crowdfunding Rules Legal Alerts
03 November 2015
Making the Tough Call on Trust Preferred Securities
Source: Bank Director
Articles
19 October 2015
Hillary Clinton and High-Frequency Trading
Source: The Huffington Post
Articles
09 October 2015
Hillary Clinton’s High-Frequency Trading Mistake
Source: The Huffington Post
Articles
18 June 2015
SEC Proposes Changes to Form ADV Legal Alerts
20 May 2015
State Securities Regulatory Update
Source: The Review of Securities & Commodities Regulation
Articles
15 April 2015
SEC Adopts Final Regulation A+ Rules Ushering in New Era of Capital Raising Legal Alerts
15 March 2015
State Regulatory Update
Source: SIFMA Compliance & Legal Society
Articles
30 March 2014
State Regulatory Update
Source: SIFMA Compliance and Legal Society
Articles
14 January 2014
SEC Releases 2014 Exam Priorities Legal Alerts

Securities

Experience Highlights

"At-the-market" public offering of common stock for Delta Air Lines
Represented Delta Air Lines in connection with its $196 million registered "at-the-market" offering of common stock. more
Mutual to stock conversion and IPO of Newport Federal Savings Bank
Represented Newport Federal Savings Bank in its mutual to stock conversion and the related $45.2 million initial public offering by its newly public more
Public offering of common stock by Northfield Bancorp, Incorporated
Represented the underwriter, Sandler O' Neill & Partners, L.P., in a $355.6 million public offering of common stock by Northfield Bancorp, Inc. more
Simultaneous roll-up/combination of nine companies and initial public offering to form an NYSE-listed public company
Represented principal founding company and sponsor of the roll-up/combination of nine private companies and simultaneous initial public offering and more

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