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DateTitleKnowledge Type
17 November 2015
SEC Adopts Final Crowdfunding Rules Legal Alerts
03 November 2015
Making the Tough Call on Trust Preferred Securities
Source: Bank Director
18 June 2015
SEC Proposes Changes to Form ADV Legal Alerts
20 May 2015
State Securities Regulatory Update
Source: The Review of Securities & Commodities Regulation
15 April 2015
SEC Adopts Final Regulation A+ Rules Ushering in New Era of Capital Raising Legal Alerts
14 January 2014
SEC Releases 2014 Exam Priorities Legal Alerts
25 October 2013
SEC Finally Proposes Crowdfunding Rules Legal Alerts
04 October 2013
SEC Proposes Rule for Pay Ratio Disclosure Legal Alerts
05 August 2013
Rule 506(c) And The Future Of Private Placement Practices
Source: Law360
15 July 2013
SEC Opens the Door to General Solicitation and Advertising in Private Placements Legal Alerts


Experience Highlights

Public offering for Superior Essex Inc.
Represented Superior Essex Inc. in an $86 million secondary public offering of common stock. more
Public offering of common stock by Northfield Bancorp, Incorporated
Represented the underwriter, Sandler O' Neill & Partners, L.P., in a $355.6 million public offering of common stock by Northfield Bancorp, Inc. more
"At-the-market" public offering of common stock for Delta Air Lines
Represented Delta Air Lines in connection with its $196 million registered "at-the-market" offering of common stock. more
Registered public offering of three series of corporate bonds for large U.S. tobacco company
Represented large U.S. tobacco company in its largest single securities transaction, involving a registered public offering of three series of more

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