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DateTitleKnowledge Type
03 July 2017
Regulation 14C and the Effectiveness of a Non-Unanimous Shareholders' Written Consent
Source: Corporation, Section 2, Vol. LXXXVIII, No. 13
Articles
09 May 2017
SEC Amends Crowdfunding Rules
Source: JD Supra
Articles
09 May 2017
General Solicitations of Certain Regulation D “Private” Securities Offerings: SEC Affirms Zero-Tolerance Policy
Source: JD Supra
Articles
19 April 2017
SEC Issues Guidance to Robo-Adivsers
Source: JD Supra
Articles
05 April 2017
SEC Issues Custody Rule Guidance Legal Alerts
27 January 2017
Effects of the DOL Fiduciary Rule Reach Mutual Fund Industry
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
25 January 2017
Constitutionality of SEC Judges Questioned
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
25 January 2017
Consumer Payments in 2017: Regulatory Developments and Prospects For Consumer Gift Cards, Prepaid Cards, and Other Consumer Electronic Payment Methods Podcasts
17 January 2017
SEC Announces 2017 Exam Priorities
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
19 December 2016
7 Securities Law and Regulatory Changes Likely to be Considered During the Trump Administration
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles

Securities

Experience Highlights

Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $1.1 billion public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $1.1 billion initial public offering of common stock by TFS Financial more
Proxy contest for Emageon Inc.
Represented Emageon Inc., a publicly traded medical image software developer, in connection with a hostile proxy contest by Oliver Press Partners, more
"At-the-market" public offering of common stock for Delta Air Lines
Represented Delta Air Lines in connection with its $196 million registered "at-the-market" offering of common stock. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $516.3 million public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $516.3 million initial public offering by Investors Bancorp, Inc. more

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