Sort the Following Results By:

DateTitleKnowledge Type
01 June 2016
Spoofing: A Proposal for Normalizing Divergent Securities and Commodities Futures Regimes
Source: Wake Forest Law Review
20 April 2016
High-Frequency Traders: A Plan to Eliminate the Abuses Without Losing the Benefits
Source: Wake Forest Law Review
01 January 2016
REMIC ISsues in CMBS 2.0 - Things You Should Never Say (Or Do)
Source: CRE Finance World
17 November 2015
SEC Adopts Final Crowdfunding Rules Legal Alerts
03 November 2015
Making the Tough Call on Trust Preferred Securities
Source: Bank Director
19 October 2015
Hillary Clinton and High-Frequency Trading
Source: The Huffington Post
09 October 2015
Hillary Clinton’s High-Frequency Trading Mistake
Source: The Huffington Post
18 June 2015
SEC Proposes Changes to Form ADV Legal Alerts
20 May 2015
State Securities Regulatory Update
Source: The Review of Securities & Commodities Regulation
15 April 2015
SEC Adopts Final Regulation A+ Rules Ushering in New Era of Capital Raising Legal Alerts


Experience Highlights

Registered public offering of three series of corporate bonds for large U.S. tobacco company
Represented large U.S. tobacco company in its largest single securities transaction, involving a registered public offering of three series of more
Multiple acquisitions and public offerings for Commercial Federal Corporation
Represented Commercial Federal Corporation in its acquisition of approximately 10 banks and in connection with four underwritten public offerings of more
Simultaneous roll-up/combination of nine companies and initial public offering to form an NYSE-listed public company
Represented principal founding company and sponsor of the roll-up/combination of nine private companies and simultaneous initial public offering and more
Mutual to stock conversion and IPO of American Financial Holdings Inc.
Represented American Savings Bank in its mutual-to-stock conversion and the related $267.3 million initial public offering by its newly formed more

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