Sort the Following Results By:

DateTitleKnowledge Type
03 July 2017
Regulation 14C and the Effectiveness of a Non-Unanimous Shareholders' Written Consent
Source: Corporation, Section 2, Vol. LXXXVIII, No. 13
Articles
09 May 2017
SEC Amends Crowdfunding Rules
Source: JD Supra
Articles
09 May 2017
General Solicitations of Certain Regulation D “Private” Securities Offerings: SEC Affirms Zero-Tolerance Policy
Source: JD Supra
Articles
19 April 2017
SEC Issues Guidance to Robo-Adivsers
Source: JD Supra
Articles
05 April 2017
SEC Issues Custody Rule Guidance Legal Alerts
27 January 2017
Effects of the DOL Fiduciary Rule Reach Mutual Fund Industry
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
25 January 2017
Constitutionality of SEC Judges Questioned
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
25 January 2017
Consumer Payments in 2017: Regulatory Developments and Prospects For Consumer Gift Cards, Prepaid Cards, and Other Consumer Electronic Payment Methods Podcasts
17 January 2017
SEC Announces 2017 Exam Priorities
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
19 December 2016
7 Securities Law and Regulatory Changes Likely to be Considered During the Trump Administration
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles

Securities

Experience Highlights

"At-the-market" public offering of common stock for Delta Air Lines
Represented Delta Air Lines in connection with its $196 million registered "at-the-market" offering of common stock. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $516.3 million public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $516.3 million initial public offering by Investors Bancorp, Inc. more
Public offering for Superior Essex Inc.
Represented Superior Essex Inc. in an $86 million secondary public offering of common stock. more
Mutual to stock conversion and IPO of American Financial Holdings Inc.
Represented American Savings Bank in its mutual-to-stock conversion and the related $267.3 million initial public offering by its newly formed more

Contact Us