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DateTitleKnowledge Type
14 January 2014
SEC Releases 2014 Exam Priorities Legal Alerts
25 October 2013
SEC Finally Proposes Crowdfunding Rules Legal Alerts
04 October 2013
SEC Proposes Rule for Pay Ratio Disclosure Legal Alerts
05 August 2013
Rule 506(c) And The Future Of Private Placement Practices
Source: Law360
Articles
15 July 2013
SEC Opens the Door to General Solicitation and Advertising in Private Placements Legal Alerts
18 March 2013
Nasdaq Proposes New Internal Audit Function Requirement Legal Alerts
23 October 2012
Will the SEC's Recently Adopted Conflict Minerals Rule Impact You? Legal Alerts
30 August 2012
The JOBS Act: What to Expect from the Not-So-Private Private Placement
Source: VCExperts
Articles
27 April 2012
The JOBS Act: What to Expect from the Not-So-Private Private Placement Regulations
Source: Corporate Compliance Insights
Articles
24 April 2012
The JOBS Act: What to Expect from the Not-So-Private Private Placement Regulations Legal Alerts

Securities

Experience Highlights

Registered public offering of three series of corporate bonds for large U.S. tobacco company
Represented large U.S. tobacco company in its largest single securities transaction, involving a registered public offering of three series of more
Mutual to stock conversion and IPO of Newport Federal Savings Bank
Represented Newport Federal Savings Bank in its mutual to stock conversion and the related $45.2 million initial public offering by its newly public more
$105.0 million initial public offering of Meridian Interstate Bancorp Inc.
Represented Meridian Interstate Bancorp Inc. in its $105.0 million initial public offering. more
"At-the-market" public offering of common stock for Delta Air Lines
Represented Delta Air Lines in connection with its $196 million registered "at-the-market" offering of common stock. more

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