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DateTitleKnowledge Type
09 May 2017
SEC Amends Crowdfunding Rules
Source: JD Supra
Articles
09 May 2017
General Solicitations of Certain Regulation D “Private” Securities Offerings: SEC Affirms Zero-Tolerance Policy
Source: JD Supra
Articles
19 April 2017
SEC Issues Guidance to Robo-Adivsers
Source: JD Supra
Articles
05 April 2017
SEC Issues Custody Rule Guidance Legal Alerts
27 January 2017
Effects of the DOL Fiduciary Rule Reach Mutual Fund Industry
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
25 January 2017
Constitutionality of SEC Judges Questioned
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
25 January 2017
Consumer Payments in 2017: Regulatory Developments and Prospects For Consumer Gift Cards, Prepaid Cards, and Other Consumer Electronic Payment Methods Podcasts
17 January 2017
SEC Announces 2017 Exam Priorities
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
19 December 2016
7 Securities Law and Regulatory Changes Likely to be Considered During the Trump Administration
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
16 September 2016
Insider Trading: A Danger for New Lawyers
Source: The Huffington Post
Articles

Securities

Experience Highlights

"At-the-market" public offering of common stock for Delta Air Lines
Represented Delta Air Lines in connection with its $196 million registered "at-the-market" offering of common stock. more
Mutual to stock conversion and IPO of Newport Federal Savings Bank
Represented Newport Federal Savings Bank in its mutual to stock conversion and the related $45.2 million initial public offering by its newly public more
Multiple acquisitions and public offerings for Commercial Federal Corporation
Represented Commercial Federal Corporation in its acquisition of approximately 10 banks and in connection with four underwritten public offerings of more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $516.3 million public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $516.3 million initial public offering by Investors Bancorp, Inc. more

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