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20 March 2009
Supreme Court Agrees to Hear Mutual Fund Case
Legal Alerts
17 February 2009
Implementing E Proxy in 2009—Some Practical Considerations
Legal Alerts
31 December 2008
SEC Adopts New Disclosure Rules for Mutual Funds
Legal Alerts
25 November 2008
Mutual Fund Boards Should Consider Proposed Guidance Regarding Fund Brokerage Trading Practices
Legal Alerts
30 April 2008
SEC Proposes New Changes to Form ADV Part II
Legal Alerts
31 March 2008
SEC Accepts Comments Regarding Proposed “Summary Prospectus” and Related Proposed Amendments
Legal Alerts
29 January 2008
SEC Adopts Amendments Affording Regulatory Relief and Simplification for “Smaller Reporting Companies”
Legal Alerts
23 January 2008
No Private Right of Action Under Section 10(b) Against Third Party Wrongdoers
Legal Alerts
26 November 2007
The SEC Adopts New Internet-Oriented Proxy Rules
Legal Alerts
10 October 2007
Heightened SEC Oversight and New Rules to Benefit Investors
Legal Alerts
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What We Do
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Investment Management
Experience Highlights
Representation of investment adviser and mutual fund family
Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related
more
Mutual fund and investment management disputes for large financial institution
Represented multi-billion dollar mutual fund family for a
Fortune
500 financial institution in action alleging inappropriate investments in
more
Mutual fund family representation
Providing counsel to the registered investment adviser of a multi-billion dollar real estate investment company and its index mutual fund family.
more
Merger of mutual funds company
Represented $100 million mutual fund family and registered investment adviser with merger.
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Contact Us
Jeffrey
T.
Skinner
Partner
1001 West Fourth Street
Winston-Salem
,
NC
,
27101-2400
t
+1 336.607.7512
f
+1 336.734.2608
e-mail
vcard