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Securities

DateTitleKnowledge Type
30 September 2010
 SEC Proposes New Approach to Mutual Fund Asset-Based Distribution Fees Legal Alerts
26 February 2010
 SEC Amends Rules for Internet Availability of Proxy Materials Legal Alerts
19 January 2010
 The SEC Amends Custody Rule for Registered Investment Advisers Legal Alerts
13 July 2009
 SEC Proposes Amendments to Money Market Fund Regulation Legal Alerts
17 June 2009
 New Proposal Would Give Certain Shareholders the Right to Include Director Nominees in Company Proxy Materials Legal Alerts
13 February 2009
 Federal Rules of Evidence - New Rule 502 Legal Alerts
10 October 2007
 Heightened SEC Oversight and New Rules to Benefit Investors Legal Alerts
27 August 2007
 New Developments in Private Fund Regulation, FINRA and New Proxy Solicitation Rules Legal Alerts
20 July 2007
 SEC Publishes Compliance Alert Legal Alerts

Subprime & Credit Markets Litigation

DateTitleKnowledge Type
13 February 2009
 Federal Rules of Evidence - New Rule 502 Legal Alerts

Investment Management

Experience Highlights

Private investments for a major institutional investor
Represented a major institutional investor in connection with over 30 investments, with an aggregate value of nearly $3 billion, in various private more
Mutual fund family representation
Providing counsel to the registered investment adviser of a multi-billion dollar real estate investment company and its index mutual fund family. more
Representing investment manager in structuring investment vehicles
Representing and advising a $1 billion investment manager in structuring privately-offered domestic and offshore investment vehicles. more
Mutual fund and investment management disputes for large financial institution
Represented multi-billion dollar mutual fund family for a Fortune 500 financial institution in action alleging inappropriate investments in more

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