Kilpatrick Townsend & Stockton LLP - Investment Management

Showing 21-30 of 70 results

Date	Title	Knowledge Type
23 September 2011	Private Equity Firms Should Prepare for Exemption Changes Source: Triad Business Journal	Articles
20 September 2011	Deadline for Meeting the New Investment Adviser Regulatory Requirements Under the Dodd-Frank Act is Quickly Approaching	Legal Alerts
17 February 2011	DOL Delays Compliance with the Fee Disclosure Regulations	Legal Alerts
09 November 2010	SEC Adopts New Form ADV, Part 2	Legal Alerts
30 September 2010	SEC Proposes New Approach to Mutual Fund Asset-Based Distribution Fees	Legal Alerts
05 August 2010	DOL Takes Aim at Hidden Retirement Plan Fees	Legal Alerts
13 July 2010	The SEC Targets the Advertising of “Target Date Funds” with New Proposed Rules	Legal Alerts
26 February 2010	SEC Amends Rules for Internet Availability of Proxy Materials	Legal Alerts
19 January 2010	The SEC Amends Custody Rule for Registered Investment Advisers	Legal Alerts
11 September 2009	Investment Companies May Provide Summary Prospectuses to 401(k) and Other ERISA Plans Offering Their Funds	Legal Alerts

Showing 21-30 of 70 results

What We Do

Private investments for a major institutional investor: Represented a major institutional investor in connection with over 30 investments, with an aggregate value of nearly $3 billion, in various private more
Merger of mutual funds company: Represented $100 million mutual fund family and registered investment adviser with merger. more
Mutual fund and investment management disputes for large financial institution: Represented multi-billion dollar mutual fund family for a Fortune 500 financial institution in action alleging inappropriate investments in more
Investment management advice for United Capital Financial Partners, Inc.: Advised United Capital Financial Partners, Inc., a financial services industry consolidator, on various acquisition and investment management matters. more