Investment Management

Experience Highlights

Mutual fund family representation

Providing counsel to the registered investment adviser of a multi-billion dollar real estate investment company and its index mutual fund family. more

Merger of mutual funds company

Represented $100 million mutual fund family and registered investment adviser with merger. more

Representation of investment adviser and mutual fund family

Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related more

Defense of an investment adviser in various investment-related suits

Represented an investment adviser against a securities custodian and broker-dealer arising out of the theft of customer funds in an action alleging a more