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DateTitleKnowledge Type
09 June 2017
Fiduciary Rule: June 9 & Beyond Legal Alerts
05 April 2017
SEC Issues Custody Rule Guidance Legal Alerts
18 August 2016
Political Rhetoric and Hedge Fund Regulation
Source: The Huffington Post
Articles
22 December 2015
Comprehensive Partnership Audit Reform Requires Amendments To Partnership (and LLC Operating) Agreements Legal Alerts
17 November 2015
SEC Adopts Final Crowdfunding Rules Legal Alerts
18 June 2015
SEC Proposes Changes to Form ADV Legal Alerts
18 May 2015
June 30th Deadline for Foreign Bank Account Reporting to IRS Legal Alerts
15 October 2014
Certain FATCA Deadlines are Postponed for Entity Accounts Opened Prior to January 1, 2015 Legal Alerts
14 July 2014
North Carolina JOBS Act: Pioneering Investment Crowdfunding Legislation
Source: Kilpatrick Townsend & Stockton
Articles
28 February 2014
SEC Provides No-Action Relief for M&A Brokers Legal Alerts

Investment Management

Experience Highlights

Merger of mutual funds company
Represented $100 million mutual fund family and registered investment adviser with merger. more
Mutual fund family representation
Providing counsel to the registered investment adviser of a multi-billion dollar real estate investment company and its index mutual fund family. more
Representing investment manager in structuring investment vehicles
Representing and advising a $1 billion investment manager in structuring privately-offered domestic and offshore investment vehicles. more
Private investments for a major institutional investor
Represented a major institutional investor in connection with over 30 investments, with an aggregate value of nearly $3 billion, in various private more

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