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Real estate investment dispute for North Carolina developers
Successfully defended North Carolina developers of a large shopping center in efforts by a business partner, a commodities hedge fund, to recover its  more
Secured financing of automobile loan *
Represented investment fund in secured financing of automobile loan receivables in comprehensive financing facility. more
Global investment bank liquidation *
Represented German entity of a global investment bank undergoing liquidation of a portfolio of assets totaling over $5 billion. more
Contract litigation for investment arm of insurance company
Achieved favorable settlement on behalf of client on its claims for breach of mortgage loan purchase agreement. more
Litigation for investor to obtain assets from investment advisor under SEC investigation
Assisted an investor in obtaining a return of his assets and securities from an investment account at an investment advisor in receivership and under  more
Private investments for a major institutional investor *
Represented a major institutional investor in connection with over 30 investments, with an aggregate value of nearly $3 billion, in various private more Featured
Registered investment advisers and mutual funds
Represents multi-billion and multi-million dollar registered investment advisers and investment companies in private and public offering matters. more
Defense of an investment adviser in various investment-related suits
Represented an investment adviser against a securities custodian and broker-dealer arising out of the theft of customer funds in an action alleging a  more Featured
Representing investment manager in structuring investment vehicles
Representing and advising a $1 billion investment manager in structuring privately-offered domestic and offshore investment vehicles. more Featured
Merger of mutual funds company
Represented $100 million mutual fund family and registered investment adviser with merger. more Featured

*Experience gained by attorney prior to joining Kilpatrick Townsend

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Investment Management

Experience Highlights

Representation of investment adviser and mutual fund family
Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related more
Defense of an investment adviser in various investment-related suits
Represented an investment adviser against a securities custodian and broker-dealer arising out of the theft of customer funds in an action alleging a more
Private investments for a major institutional investor
Represented a major institutional investor in connection with over 30 investments, with an aggregate value of nearly $3 billion, in various private more
Mutual fund family representation
Providing counsel to the registered investment adviser of a multi-billion dollar real estate investment company and its index mutual fund family. more

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