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Representative Client

Corporate and securities matters for a mid-Atlantic bank holding company
Represented a mid-Atlantic bank holding company in connection with a variety of matters, including a rights offering and a private placement to more
Mutual fund and investment management disputes for large financial institution
Represented multi-billion dollar mutual fund family for a Fortune 500 financial institution in action alleging inappropriate investments in more Featured
Representation of investment adviser and mutual fund family
Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related more Featured
Mutual fund family representation
Providing counsel to the registered investment adviser of a multi-billion dollar real estate investment company and its index mutual fund family. more Featured
Formation of solar power storage investment fund *
Representing a U.S. energy company in the development and structuring of a $25 million solar power storage investment fund. more
Improper trading activity by an investment adviser
Represented financial institution and investment adviser in alleged improper trading activity by a portfolio manager. more
Merger of mutual funds company
Represented $100 million mutual fund family and registered investment adviser with merger. more Featured
Representing investment manager in structuring investment vehicles
Representing and advising a $1 billion investment manager in structuring privately-offered domestic and offshore investment vehicles. more Featured
Defense of an investment adviser in various investment-related suits
Represented an investment adviser against a securities custodian and broker-dealer arising out of the theft of customer funds in an action alleging a  more Featured
Registered investment advisers and mutual funds
Represents multi-billion and multi-million dollar registered investment advisers and investment companies in private and public offering matters. more

*Experience gained by attorney prior to joining Kilpatrick Townsend

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Investment Management

Experience Highlights

Mutual fund family representation
Providing counsel to the registered investment adviser of a multi-billion dollar real estate investment company and its index mutual fund family. more
Registered INHAM adviser to major U.S. timber producer
Represented registered corporate "INHAM" adviser to a major U.S. forest products manufacturer. Ongoing representation of INHAM more
Investment management advice for United Capital Financial Partners, Inc.
Advised United Capital Financial Partners, Inc., a financial services industry consolidator, on various acquisition and investment management matters. more
Merger of mutual funds company
Represented $100 million mutual fund family and registered investment adviser with merger. more

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