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Due Diligence Project
Advise leading global commodities firm in the due diligence and potential equity investment in natural gas-to-liquid fuels project in the U.S. more
Secured financing of automobile loan *
Represented investment fund in secured financing of automobile loan receivables in comprehensive financing facility. more
Real estate investment, development and finance company
Represented $1 billion real estate investment, development and finance company in connection with private real estate investment funds. more
Obtained a non-reportable Letter of Cautionary Action for securities broker
Successfully defended a securities broker in connection with FINRA action that was seeking a long-term suspension and substantial fine, which would more
Formation of solar power storage investment fund *
Representing a U.S. energy company in the development and structuring of a $25 million solar power storage investment fund. more
Registered investment advisers and mutual funds
Represents multi-billion and multi-million dollar registered investment advisers and investment companies in private and public offering matters. more
Formation of a financial services company
Represented the principals of an investment management company in the formation of their private equity fund, including the acquisition of the legacy  more
Trust preferred securities for a Midwestern institution
Represented a Midwestern institution in connection with the exchange of trust preferred securities for cash and common securities. more
Trust preferred securities for a mid-Atlantic bank
Represented a mid-Atlantic bank holding company in connection with the exchange of trust preferred securities for common stock. more
Litigation for investor to obtain assets from investment advisor under SEC investigation
Assisted an investor in obtaining a return of his assets and securities from an investment account at an investment advisor in receivership and under  more

*Experience gained by attorney prior to joining Kilpatrick Townsend

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Investment Management

Experience Highlights

Registered INHAM adviser to major U.S. timber producer
Represented registered corporate "INHAM" adviser to a major U.S. forest products manufacturer. Ongoing representation of INHAM more
Mutual fund and investment management disputes for large financial institution
Represented multi-billion dollar mutual fund family for a Fortune 500 financial institution in action alleging inappropriate investments in more
Representing investment manager in structuring investment vehicles
Representing and advising a $1 billion investment manager in structuring privately-offered domestic and offshore investment vehicles. more
Merger of mutual funds company
Represented $100 million mutual fund family and registered investment adviser with merger. more

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