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DateTitleKnowledge Type
03 July 2017
Regulation 14C and the Effectiveness of a Non-Unanimous Shareholders' Written Consent
Source: Corporation, Section 2, Vol. LXXXVIII, No. 13
Articles
09 May 2017
SEC Amends Crowdfunding Rules
Source: JD Supra
Articles
09 May 2017
General Solicitations of Certain Regulation D “Private” Securities Offerings: SEC Affirms Zero-Tolerance Policy
Source: JD Supra
Articles
19 April 2017
SEC Issues Guidance to Robo-Adivsers
Source: JD Supra
Articles
27 January 2017
Effects of the DOL Fiduciary Rule Reach Mutual Fund Industry
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
25 January 2017
Constitutionality of SEC Judges Questioned
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
17 January 2017
SEC Announces 2017 Exam Priorities
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
19 December 2016
7 Securities Law and Regulatory Changes Likely to be Considered During the Trump Administration
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
15 December 2016
Supreme Court Confirms Expansive View of Insider Trading
Source: Kilpatrick Townsend Investment Management News & Notes Blog
Articles
16 September 2016
Insider Trading: A Danger for New Lawyers
Source: The Huffington Post
Articles

Investment & Securities

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Registered INHAM adviser to major U.S. timber producer
Represented registered corporate "INHAM" adviser to a major U.S. forest products manufacturer. Ongoing representation of INHAM more
Mutual fund family representation
Providing counsel to the registered investment adviser of a multi-billion dollar real estate investment company and its index mutual fund family. more
Mutual fund and investment management disputes for large financial institution
Represented multi-billion dollar mutual fund family for a Fortune 500 financial institution in action alleging inappropriate investments in more
Representation of investment adviser and mutual fund family
Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related more

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