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Financial Services

Strategic disposition and sale of a major division to a management led group
Represented a publicly-held investment banking and brokerage company in its disposition and sale of a major operating division to a private group led  more
Registered INHAM adviser to major U.S. timber producer
Represented registered corporate "INHAM" adviser to a major U.S. forest products manufacturer. Ongoing representation of INHAM more Featured
Insurance litigation for one of the largest traders of U.S. Treasuries regarding losses from domestic terrorist attacks *
Lead counsel for one of the largest traders of U.S. Treasuries regarding their property loss, business interruption, extra expense and other 9/11 more
Defense of broker-dealer sales of propriety limited partnerships *
Represented a New York-based retail securities firm with billions of dollars of exposure in defense of its proprietary limited partnership sales more
Bankruptcy filing of a large national retail REIT; Restructuring of Mortgage debt
Assist special servicers with interpreting provisions in applicable pooling and servicing agreements, intercreditor agreements, participation more
Assistance with Department of Justice and Attorney General Civil Investigative Demands for corporate clients
Assisted corporate clients with responses to Civil Investigative Demands issued by U.S. Attorneys’ Offices and state Attorneys General. more
Formation for Atlanta-based private equity firm
Represented principals of an Atlanta-based private equity firm in the formation of two investment funds, including the acquisition of a legacy more
Researched and drafted privacy statement for large-market investment banking institution *
Advised large-market investment banking institution in connection with reviewing and revising privacy statement. more
Financial services for a stock transfer business agency *
Represented a large New York-based national independent stock transfer agency in establishing successor borrower programs in connection with more
Investment management advice for United Capital Financial Partners, Inc.
Advised United Capital Financial Partners, Inc., a financial services industry consolidator, on various acquisition and investment management matters. more Featured

*Experience gained by attorney prior to joining Kilpatrick Townsend

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Investment & Securities

Experience Highlights

Investment management advice for United Capital Financial Partners, Inc.
Advised United Capital Financial Partners, Inc., a financial services industry consolidator, on various acquisition and investment management matters. more
Representing investment manager in structuring investment vehicles
Representing and advising a $1 billion investment manager in structuring privately-offered domestic and offshore investment vehicles. more
Improper trading activity by an investment adviser
Represented financial institution and investment adviser in alleged improper trading activity by a portfolio manager. more
Merger of mutual funds company
Represented $100 million mutual fund family and registered investment adviser with merger. more

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