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Government & Municipalities

Assistance with Department of Justice and Attorney General Civil Investigative Demands for corporate clients
Assisted corporate clients with responses to Civil Investigative Demands issued by U.S. Attorneys’ Offices and state Attorneys General. more

Health & Life Sciences

Investor counsel for angel fund
Represented angel fund in connection with Series A preferred stock investment in privately-held biotechnology company. more
Assistance with Department of Justice and Attorney General Civil Investigative Demands for corporate clients
Assisted corporate clients with responses to Civil Investigative Demands issued by U.S. Attorneys’ Offices and state Attorneys General. more

Health Care

Assistance with Department of Justice and Attorney General Civil Investigative Demands for corporate clients
Assisted corporate clients with responses to Civil Investigative Demands issued by U.S. Attorneys’ Offices and state Attorneys General. more

Hospitality & Gaming

Assistance with Department of Justice and Attorney General Civil Investigative Demands for corporate clients
Assisted corporate clients with responses to Civil Investigative Demands issued by U.S. Attorneys’ Offices and state Attorneys General. more

Investment & Securities

Repurchases of common stock for NYSE financial services firm
Represented Audit Committee of the Board of a NYSE listed financial services firm in its consideration of the optimal usage of excess capital and the

 more
Issuer’s counsel in a $6.1 million initial public offering
Represented the issue in a $6.1 million public offering undertaken in connection with the mutual-to-stock conversion and holding company formation by  more
Complex insurance coverage litigation for venture capital firm
Lead counsel in ongoing representation of venture capital firm in connection with dispute under directors and officers liability policy regarding more
Lawsuit against insurance broker and major insurance carriers for bid-rigging and other market misconduct
The firm served as lead counsel in litigation against our client’s insurance broker and several major insurance carriers, including AIG, Travelers, more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $28 million follow-on public offering of common stock by Smithtown Bancorp, Inc. more

*Experience gained by attorney prior to joining Kilpatrick Townsend

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Investment & Securities

Experience Highlights

Improper trading activity by an investment adviser
Represented financial institution and investment adviser in alleged improper trading activity by a portfolio manager. more
Registered INHAM adviser to major U.S. timber producer
Represented registered corporate "INHAM" adviser to a major U.S. forest products manufacturer. Ongoing representation of INHAM more
Representing investment manager in structuring investment vehicles
Representing and advising a $1 billion investment manager in structuring privately-offered domestic and offshore investment vehicles. more
Defense of an investment adviser in various investment-related suits
Represented an investment adviser against a securities custodian and broker-dealer arising out of the theft of customer funds in an action alleging a more

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