Sort the Following Results By:

Financial Services

Strategic disposition and sale of a major division to a management led group
Represented a publicly-held investment banking and brokerage company in its disposition and sale of a major operating division to a private group led  more
Defense of broker-dealer sales of propriety limited partnerships *
Represented a New York-based retail securities firm with billions of dollars of exposure in defense of its proprietary limited partnership sales more
Registered INHAM adviser to major U.S. timber producer
Represented registered corporate "INHAM" adviser to a major U.S. forest products manufacturer. Ongoing representation of INHAM more Featured
Insurance litigation for one of the largest traders of U.S. Treasuries regarding losses from domestic terrorist attacks *
Lead counsel for one of the largest traders of U.S. Treasuries regarding their property loss, business interruption, extra expense and other 9/11 more
Formation for Atlanta-based private equity firm
Represented principals of an Atlanta-based private equity firm in the formation of two investment funds, including the acquisition of a legacy more
Financial services for a stock transfer business agency *
Represented a large New York-based national independent stock transfer agency in establishing successor borrower programs in connection with more
Bankruptcy filing of a large national retail REIT; Restructuring of Mortgage debt
Assist special servicers with interpreting provisions in applicable pooling and servicing agreements, intercreditor agreements, participation more
Assistance with Department of Justice and Attorney General Civil Investigative Demands for corporate clients
Assisted corporate clients with responses to Civil Investigative Demands issued by U.S. Attorneys’ Offices and state Attorneys General. more
Loans and loan workouts for Merrill Lynch Capital *
Represented Merrill Lynch Capital in connection with over thirty loans and loan workouts, including senior secured, mezzanine and construction more
Mutual fund and investment management disputes for large financial institution
Represented multi-billion dollar mutual fund family for a Fortune 500 financial institution in action alleging inappropriate investments in more Featured

*Experience gained by attorney prior to joining Kilpatrick Townsend

  • Case StudyCase Study
  • FeaturedFeatured
  • Pro BonoPro Bono

Investment & Securities

Experience Highlights

Representation of investment adviser and mutual fund family
Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related more
Merger of mutual funds company
Represented $100 million mutual fund family and registered investment adviser with merger. more
Private investments for a major institutional investor
Represented a major institutional investor in connection with over 30 investments, with an aggregate value of nearly $3 billion, in various private more
Improper trading activity by an investment adviser
Represented financial institution and investment adviser in alleged improper trading activity by a portfolio manager. more

Contact Us