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Representative Client

In-fill real estate projects representation of developer
Represented developer in various in-fill real estate projects in Raleigh, North Carolina, including acquisition, redevelopment and structuring more
Investment fund company involving breach of contract and fraud *
The firm served as co-counsel for an investment fund company in a case involving breach of contract and fraud with respect to secured loans.  In this  more
Forward finance sale for an investor consortium *
Advising an international investor consortium on a multi-billion forward finance sale to a Norwegian insurer and the investment arm of a major German  more
Sale of a real estate portfolio for real property lessors
Represented real property lessors in relation to the sale of a real estate portfolio at a total value of almost SEK 1 billion. more
Private investments for a major institutional investor *
Represented a major institutional investor in connection with over 30 investments, with an aggregate value of nearly $3 billion, in various private more Featured
Litigation for investor to obtain assets from investment advisor under SEC investigation
Assisted an investor in obtaining a return of his assets and securities from an investment account at an investment advisor in receivership and under  more
Complex insurance coverage litigation for venture capital firm
Lead counsel in ongoing representation of venture capital firm in connection with dispute under directors and officers liability policy regarding more
Issuer’s counsel in a $6.1 million initial public offering
Represented the issue in a $6.1 million public offering undertaken in connection with the mutual-to-stock conversion and holding company formation by  more
Repurchases of common stock for NYSE financial services firm
Represented Audit Committee of the Board of a NYSE listed financial services firm in its consideration of the optimal usage of excess capital and the


Ryan Beck & Co.

Underwriter's counsel for Ryan Beck & Co. in a $17.0 million initial public offering
Represented the underwriter, Ryan Beck & Co., in the $17.0 million initial public offering by First Federal of North Michigan Bancorp. more

*Experience gained by attorney prior to joining Kilpatrick Townsend

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Investment & Securities

Experience Highlights

Mutual fund family representation
Providing counsel to the registered investment adviser of a multi-billion dollar real estate investment company and its index mutual fund family. more
Mutual fund and investment management disputes for large financial institution
Represented multi-billion dollar mutual fund family for a Fortune 500 financial institution in action alleging inappropriate investments in more
Improper trading activity by an investment adviser
Represented financial institution and investment adviser in alleged improper trading activity by a portfolio manager. more
Representing investment manager in structuring investment vehicles
Representing and advising a $1 billion investment manager in structuring privately-offered domestic and offshore investment vehicles. more

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