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Representative Client

In-fill real estate projects representation of developer
Represented developer in various in-fill real estate projects in Raleigh, North Carolina, including acquisition, redevelopment and structuring more
Investment fund company involving breach of contract and fraud *
The firm served as co-counsel for an investment fund company in a case involving breach of contract and fraud with respect to secured loans.  In this  more
Forward finance sale for an investor consortium *
Advising an international investor consortium on a multi-billion forward finance sale to a Norwegian insurer and the investment arm of a major German  more
Sale of a real estate portfolio for real property lessors
Represented real property lessors in relation to the sale of a real estate portfolio at a total value of almost SEK 1 billion. more
Private investments for a major institutional investor *
Represented a major institutional investor in connection with over 30 investments, with an aggregate value of nearly $3 billion, in various private more Featured
Litigation for investor to obtain assets from investment advisor under SEC investigation
Assisted an investor in obtaining a return of his assets and securities from an investment account at an investment advisor in receivership and under  more
Complex insurance coverage litigation for venture capital firm
Lead counsel in ongoing representation of venture capital firm in connection with dispute under directors and officers liability policy regarding more
Issuer’s counsel in a $6.1 million initial public offering
Represented the issue in a $6.1 million public offering undertaken in connection with the mutual-to-stock conversion and holding company formation by  more
Repurchases of common stock for NYSE financial services firm
Represented Audit Committee of the Board of a NYSE listed financial services firm in its consideration of the optimal usage of excess capital and the

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Ryan Beck & Co.

Underwriter's counsel for Ryan Beck & Co. in a $17.0 million initial public offering
Represented the underwriter, Ryan Beck & Co., in the $17.0 million initial public offering by First Federal of North Michigan Bancorp. more

*Experience gained by attorney prior to joining Kilpatrick Townsend

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Investment & Securities

Experience Highlights

Representation of investment adviser and mutual fund family
Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related more
Merger of mutual funds company
Represented $100 million mutual fund family and registered investment adviser with merger. more
Defense of an investment adviser in various investment-related suits
Represented an investment adviser against a securities custodian and broker-dealer arising out of the theft of customer funds in an action alleging a more
Registered INHAM adviser to major U.S. timber producer
Represented registered corporate "INHAM" adviser to a major U.S. forest products manufacturer. Ongoing representation of INHAM more

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