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Representative Client

Private investments for a major institutional investor *
Represented a major institutional investor in connection with over 30 investments, with an aggregate value of nearly $3 billion, in various private more Featured
Litigation for investor to obtain assets from investment advisor under SEC investigation
Assisted an investor in obtaining a return of his assets and securities from an investment account at an investment advisor in receivership and under  more
Complex insurance coverage litigation for venture capital firm
Lead counsel in ongoing representation of venture capital firm in connection with dispute under directors and officers liability policy regarding more
Issuer’s counsel in a $6.1 million initial public offering
Represented the issue in a $6.1 million public offering undertaken in connection with the mutual-to-stock conversion and holding company formation by  more
Repurchases of common stock for NYSE financial services firm
Represented Audit Committee of the Board of a NYSE listed financial services firm in its consideration of the optimal usage of excess capital and the

 more

Ryan Beck & Co.

Underwriter's counsel for Ryan Beck & Co. in a $17.0 million initial public offering
Represented the underwriter, Ryan Beck & Co., in the $17.0 million initial public offering by First Federal of North Michigan Bancorp. more

Sandler O'Neill + Partners L.P.

Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $161.2 million public offering
Represented underwriter, Sandler O'Neill + Partners L.P., in the follow-on public offering of $161.2 million of common stock by National Penn more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $8.7 million public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $8.7 million initial public offering by Flatbush Federal Bancorp, Inc. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $202.0 million public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $202.0 million initial public offering by KNBT Bancorp, Inc. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $148.8 million public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $148.8 million initial public offering by Partners Trust Financial Group, Inc. more

*Experience gained by attorney prior to joining Kilpatrick Townsend

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Investment & Securities

Experience Highlights

Private investments for a major institutional investor
Represented a major institutional investor in connection with over 30 investments, with an aggregate value of nearly $3 billion, in various private more
Representation of investment adviser and mutual fund family
Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related more
Investment management advice for United Capital Financial Partners, Inc.
Advised United Capital Financial Partners, Inc., a financial services industry consolidator, on various acquisition and investment management matters. more
Representing investment manager in structuring investment vehicles
Representing and advising a $1 billion investment manager in structuring privately-offered domestic and offshore investment vehicles. more

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