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Stifel Nicolaus Corp.

Underwriter's counsel for Stifel Nicolaus Corp. in a $27.7 initial public offering
Represented the underwriter, Stifel Nicolaus Corp., in the $27.7 public offering by Malvern Federal Bancorp, Inc. more

Trident Securities

Underwriter's counsel for Trident Securities in a $15.8 million initial public offering
Represented the underwriter, Trident Securities, in the $15.8 million initial public offering by First Deposit Bancshares, Inc. more
Underwriter's counsel for Trident Securities in a $5.6 initial public offering
Represented the underwriter, Trident Securities, in the $5.6 million initial public offering by First Federal of Olathe Bancorp, Inc. more
Underwriter's counsel for Trident Securities in a $5.2 million initial public offering
Represented Trident Securities, the underwriter, in the $5.2 million initial public offering by First BancTrust Corporation. more
Underwriter's counsel for Trident Securities in an initial public offering
Represented the underwriter, Trident Securities, in the $4.8 million initial public offering by City Savings Financial Corp. more
Underwriter's counsel for Trident Securities in a $6.8 initial public offering
Represented the underwriter, Trident Securities, in the $6.8 million initial public offering by Mt. Troy Savings Bank. more
Underwriter's counsel for Trident Securities in a $2.6 initial public offering
Represented the underwriter, Trident Securities, in the $2.6 million initial public offering by Rantoul First Bank, S.B. more

United Capital Financial Partners Inc.

Investment management advice for United Capital Financial Partners, Inc.
Advised United Capital Financial Partners, Inc., a financial services industry consolidator, on various acquisition and investment management matters. more Featured

USAA Real Estate Company

Lauth Group Inc. v. U.S. Real Estate Limited Partnership
Served as lead counsel representing USAA Real Estate Company, the real estate investment affiliate of United Services Automobile Association (USAA), more

William F. Perkins, Examiner of HomeGold Financial Inc.

Chapter 11 cases representing examiner for a subprime mortgage lender
Represented William F. Perkins, the examiner appointed in the Chapter 11 cases of HomeGold Financial Inc., HomeGold Inc. and Carolina Investors Inc.,  more

*Experience gained by attorney prior to joining Kilpatrick Townsend

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Investment & Securities

Experience Highlights

Mutual fund family representation
Providing counsel to the registered investment adviser of a multi-billion dollar real estate investment company and its index mutual fund family. more
Defense of an investment adviser in various investment-related suits
Represented an investment adviser against a securities custodian and broker-dealer arising out of the theft of customer funds in an action alleging a more
Improper trading activity by an investment adviser
Represented financial institution and investment adviser in alleged improper trading activity by a portfolio manager. more
Representation of investment adviser and mutual fund family
Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related more

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