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Sandler O'Neill + Partners L.P.

Underwriter's counsel for Sandler O'Neill + Partners L.P. in a private placement of subordinated notes
Represented the underwriter, Sandler O'Neill + Partners L.P., in an $11.8 million private placement of subordinated notes by Paragon Commercial Bank. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $3.8 public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $3.8 million initial public offering by St. Joseph Bancorp, Inc. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $11.1 million public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $11.1 million initial public offering by Hibernia Homestead Bancorp, Inc. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $28 million follow-on public offering of common stock by Smithtown Bancorp, Inc. more

Schaller Equity Partners

Proxy contest to elect insurgent nominees to board of directors of publicly held banking company
Represented Schaller Equity Partners, a private investment partnership, and a coalition of insurgent shareholders formed by it, in a successful proxy  more

Stifel Nicolaus Corp.

Underwriter's counsel for Stifel Nicolaus Corp. in a $20.8 initial public offering
Represented the underwriter, Stifel Nicolaus Corp., in the $20.8 million initial public offering by Colonial Bankshares, Inc. more
Underwriter's counsel for Stifel Nicolaus Corp. in a $78.2 initial public offering
Represented the underwriter, Stifel Nicolaus Corp., in the $78.2 million initial public offering by Cape Bancorp, Inc. more
Underwriter's counsel for Stifel Nicolaus Corp. in a $27.7 initial public offering
Represented the underwriter, Stifel Nicolaus Corp., in the $27.7 public offering by Malvern Federal Bancorp, Inc. more

Trident Securities

Underwriter's counsel for Trident Securities in a $15.8 million initial public offering
Represented the underwriter, Trident Securities, in the $15.8 million initial public offering by First Deposit Bancshares, Inc. more
Underwriter's counsel for Trident Securities in a $5.6 initial public offering
Represented the underwriter, Trident Securities, in the $5.6 million initial public offering by First Federal of Olathe Bancorp, Inc. more

*Experience gained by attorney prior to joining Kilpatrick Townsend

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Investment & Securities

Experience Highlights

Merger of mutual funds company
Represented $100 million mutual fund family and registered investment adviser with merger. more
Improper trading activity by an investment adviser
Represented financial institution and investment adviser in alleged improper trading activity by a portfolio manager. more
Defense of an investment adviser in various investment-related suits
Represented an investment adviser against a securities custodian and broker-dealer arising out of the theft of customer funds in an action alleging a more
Mutual fund family representation
Providing counsel to the registered investment adviser of a multi-billion dollar real estate investment company and its index mutual fund family. more

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