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Advertising & Publishing

Assistance with Department of Justice and Attorney General Civil Investigative Demands for corporate clients
Assisted corporate clients with responses to Civil Investigative Demands issued by U.S. Attorneys’ Offices and state Attorneys General. more

Aerospace & Defense

Assistance with Department of Justice and Attorney General Civil Investigative Demands for corporate clients
Assisted corporate clients with responses to Civil Investigative Demands issued by U.S. Attorneys’ Offices and state Attorneys General. more

Banking & Credit Unions

Issuer’s counsel in a $6.1 million initial public offering
Represented the issue in a $6.1 million public offering undertaken in connection with the mutual-to-stock conversion and holding company formation by  more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $28 million follow-on public offering of common stock by Smithtown Bancorp, Inc. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $3.8 public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $3.8 million initial public offering by St. Joseph Bancorp, Inc. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $11.1 million public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $11.1 million initial public offering by Hibernia Homestead Bancorp, Inc. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a private placement of subordinated notes
Represented the underwriter, Sandler O'Neill + Partners L.P., in an $11.8 million private placement of subordinated notes by Paragon Commercial Bank. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $27.5 million private placement
Represented the underwriter, Sandler O'Neill + Partners L.P., in a private placement of $27.5 million of common stock issued by Smithtown Bancorp, more
Underwriter's counsel for Stifel Nicolaus Corp. in a $27.7 initial public offering
Represented the underwriter, Stifel Nicolaus Corp., in the $27.7 public offering by Malvern Federal Bancorp, Inc. more
Underwriter's counsel for Stifel Nicolaus Corp. in a $78.2 initial public offering
Represented the underwriter, Stifel Nicolaus Corp., in the $78.2 million initial public offering by Cape Bancorp, Inc. more

*Experience gained by attorney prior to joining Kilpatrick Townsend

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Investment & Securities

Experience Highlights

Representation of investment adviser and mutual fund family
Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related more
Representing investment manager in structuring investment vehicles
Representing and advising a $1 billion investment manager in structuring privately-offered domestic and offshore investment vehicles. more
Investment management advice for United Capital Financial Partners, Inc.
Advised United Capital Financial Partners, Inc., a financial services industry consolidator, on various acquisition and investment management matters. more
Private investments for a major institutional investor
Represented a major institutional investor in connection with over 30 investments, with an aggregate value of nearly $3 billion, in various private more

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