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Repurchase of $150 million of common stock for NYSE listed financial services firm
Represented Audit Committee of the Board of a NYSE listed financial services firm in its consideration of the optional usage of excess capital and more
Repurchase of $200 million of common stock for Audit Committee of NYSE financial services firm
Represented Audit Committee of the Board of a NYSE listed financial services firm in its consideration and negotiation of a repurchase of $200 more
Issuer’s counsel in a $6.1 million initial public offering
Represented the issue in a $6.1 million public offering undertaken in connection with the mutual-to-stock conversion and holding company formation by  more
Complex insurance coverage litigation for venture capital firm
Lead counsel in ongoing representation of venture capital firm in connection with dispute under directors and officers liability policy regarding more
Lawsuit against insurance broker and major insurance carriers for bid-rigging and other market misconduct
The firm served as lead counsel in litigation against our client’s insurance broker and several major insurance carriers, including AIG, Travelers, more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $28 million follow-on public offering of common stock by Smithtown Bancorp, Inc. more
Litigation for investor to obtain assets from investment advisor under SEC investigation
Assisted an investor in obtaining a return of his assets and securities from an investment account at an investment advisor in receivership and under  more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $11.1 million public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $11.1 million initial public offering by Hibernia Homestead Bancorp, Inc. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $3.8 public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $3.8 million initial public offering by St. Joseph Bancorp, Inc. more
Private investments for a major institutional investor *
Represented a major institutional investor in connection with over 30 investments, with an aggregate value of nearly $3 billion, in various private more Featured

*Experience gained by attorney prior to joining Kilpatrick Townsend

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Investment & Securities

Experience Highlights

Representing investment manager in structuring investment vehicles
Representing and advising a $1 billion investment manager in structuring privately-offered domestic and offshore investment vehicles. more
Mutual fund and investment management disputes for large financial institution
Represented multi-billion dollar mutual fund family for a Fortune 500 financial institution in action alleging inappropriate investments in more
Private investments for a major institutional investor
Represented a major institutional investor in connection with over 30 investments, with an aggregate value of nearly $3 billion, in various private more
Improper trading activity by an investment adviser
Represented financial institution and investment adviser in alleged improper trading activity by a portfolio manager. more

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