Investment & Securities

Experience Highlights

Private investments for a major institutional investor

Represented a major institutional investor in connection with over 30 investments, with an aggregate value of nearly $3 billion, in various private more

Improper trading activity by an investment adviser

Represented financial institution and investment adviser in alleged improper trading activity by a portfolio manager. more

Mutual fund and investment management disputes for large financial institution

Represented multi-billion dollar mutual fund family for a Fortune 500 financial institution in action alleging inappropriate investments in more

Defense of an investment adviser in various investment-related suits

Represented an investment adviser against a securities custodian and broker-dealer arising out of the theft of customer funds in an action alleging a more