Sort the Following Results By:

DateTitleKnowledge Type
08 May 2013
New York Court of Appeals Narrows Reach of Judgment Creditors against Non-Party Banks Legal Alerts
19 April 2013
Big Data Tech Law Blogs
28 December 2012
Federal Reserve Board Proposes Rules Regarding Enhanced Prudential Standards and Early Remediation Requirements for Foreign Banking Organizations and Foreign Nonbank Financial Companies Legal Alerts
19 April 2012
What is Unauthorized Access Under the CFAA? Lessons Learned from United States v. Nosal Legal Alerts
10 April 2012
Title Companies Limit Ability to Use Deed-in-Lieu as a Remedy Legal Alerts
03 November 2011
“Living Will” Requirement Will Impact Foreign Banks Legal Alerts
27 May 2011
Treasury Releases SBLF Rules for Subchapter S Banks and Mutual Thrifts Legal Alerts
04 March 2011
Federal Banking Agencies Offer Proposal to Reform Financial Institution Incentive Pay Legal Alerts
22 February 2011
California Supreme Court Opens the Floodgates to Zip Code Class Actions Legal Alerts
14 February 2011
FDIC Approves Final Rule of Assessments, Dividends, Assessment Base and Large Bank Pricing Legal Alerts
14 February 2011
FRB Proposes Rules Governing Supervision of Nonbank Financial Companies and Significant Nonbank Financial Companies and Bank Holding Companies Legal Alerts
06 December 2010
Federal Reserve Board Issues Proposal to Implement Volcker Rule Conformance Periods Legal Alerts
09 November 2010
FinCEN Completes Reorganization of BSA Regulations Legal Alerts
09 November 2010
SEC Adopts New Form ADV, Part 2 Legal Alerts
01 November 2010
SEC Proposes Rules to Implement Advisory Vote on Executive Compensation and Golden Parachute Payments Legal Alerts
06 October 2010
FDIC Proposes Rule to Implement Dodd-Frank Unlimited Deposit Insurance Coverage For Non-Interest Bearing Transaction Accounts Legal Alerts
05 October 2010
SEC Stays the Effect of Proxy Access Rules Legal Alerts
30 September 2010
Legislation Enacted to Create the Small Business Lending Fund Legal Alerts
30 September 2010
SEC Proposes New Rules and Issues Current MD&A Guidance on Short-Term Borrowing Legal Alerts
30 September 2010
SEC Proposes New Approach to Mutual Fund Asset-Based Distribution Fees Legal Alerts
17 September 2010
Recent Surge in Class Actions Filed Under the Electronic Fund Transfer Act Legal Alerts
02 September 2010
SEC Adopts Final Proxy Access Rules Legal Alerts
16 July 2010
Executive Compensation and Corporate Governance Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act Legal Alerts
27 May 2010
Amendments to Financial Services Reform Bill Adopted on Senate Floor Would Have Significant Impact on Depository Institutions Legal Alerts
07 May 2010
Banking Regulators Issue Final Guidance on Correspondent Concentration Risks Legal Alerts
26 March 2010
Mortgage Loan Officers Entitled to Overtime Pay Legal Alerts
16 March 2010
Federal Reserve Proposes Additional Requirements for Credit Card Issuers Legal Alerts
26 February 2010
SEC Amends Rules for Internet Availability of Proxy Materials Legal Alerts
23 February 2010
SEC Proposes Amendments to Modernize Rule 10b-18 Safe Harbor Regarding Issuer Repurchases Legal Alerts
17 February 2010
Depository Institution Regulators Attempt to Curtail Examiner Overzealousness Legal Alerts
15 January 2010
Federal Reserve Board Amends Truth in Lending Regulation to Implement CARD Act; New Requirements are Effective February 22, 2010 Legal Alerts
15 January 2010
Divided FDIC Enters Regulatory Debate on Incentive Pay Legal Alerts
11 January 2010
Depository Institution Regulators Issue Advisory on Interest Rate Risk Management Legal Alerts
17 November 2009
FDIC Finalizes Rule Requiring Prepaid Assessments to Assist Deposit Insurance Fund Legal Alerts
02 November 2009
Fed Enters Executive Pay Debate with Proposal For Oversight of Incentive Compensation Legal Alerts
28 August 2009
Financial Regulatory Reform Emerging Issues
01 March 2009
Join the Party but Don't Ruin it: Analysis of Pros & Cons of Hedge Fund Regulations
Source: NTU Law Review
Articles
19 June 2007
Supreme Court Gives Investment Banks Immunity from Antritrust Laws Legal Alerts
01 March 2006
Islamic Finance: A Growing Industry in the United States
Source: 10 North Carolina Banking Institute 355
Articles
26 January 2006
Supreme Court Expands Federal Diversity Jurisdiction for National Banks Legal Alerts

Financial Services

Experience Highlights

Asset management agreement and transactional structuring for an investment advisory service company
Assisted an investment advisory service company with its asset management agreement for a complex, multibillion dollar transaction involving a more
Multimillion dollar arbitration for a financial services corporation
Served as lead counsel and successfully defended a financial services corporation in a multimillion dollar arbitration concerning a dispute over an more
$50M senior secured revolving credit facility for commercial finance company
Representation of commercial finance company as agent and lender in connection with $50 million senior secured revolving credit facility provided to more
Public offering of common stock by Northfield Bancorp, Incorporated
Represented the underwriter, Sandler O' Neill & Partners, L.P., in a $355.6 million public offering of common stock by Northfield Bancorp, Inc. more

Contact Us